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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-06-24 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Warsaw | IN | 01/2015 | 08/2022 |
| Northwest Bank (Formerly: Mutualbank) | Warsaw | IN | 09/2014 | 08/2022 |
| Sym Financial Advisors | Winona Lake | IN | 08/2022 | 12/2025 |
| Empower Financial Services, Inc | Greenwood Village | CO | 05/2026 | Present |
| Unemployed | Warsaw | IN | 12/2025 | 05/2026 |
| Empower Advisory Group | Greenwood Village | CO | 06/2026 | Present |
Business: Warsaw Community Schools - Investment Related: No - Business Address: 1 Tiger Lane, Warsaw, IN 46580 - Nature of Business: Civic - Position: Lincoln Elementary Boys Basketball Coach - Start Date: 10/01/2023 - Hours/Month: 16 - Hours/Month During Security Trading Hours: 0 - Duties: coach the boys basketball team
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-06-17 |
| S66 | Uniform Combined State Law Examination | 2014-08-22 |
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