Miles Logan Fleming

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 07/2021
  Waddell & Reed, Inc
  San Diego, CA
• 01/2016 → 10/2018
  Young Audiences Of San Diego
  San Diego, CA
• 03/2017 → 07/2021
  Lumena Financial Strategies, Inc (Dba)
  San Diego, CA
• 06/2016 → 06/2017
  Rotary Club Of Del Mar
  De Mar, CA
• 04/2018 → 01/2019
  San Diego Council On Aging
  San Diego, CA
• 03/2019 → 07/2021
  Employer Services Group
  Ventura, CA
• 10/2014 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Rancho Santa Fe, CA
• 11/2020 → 07/2021
  Rotary Club Of Del Mar
  San Diego, CA
• 07/2021 → Present
  Lpl Financial Llc
  San Diego, CA

Previous Registrations

• 2015-11-09 → 2021-07-21
  Waddell & Reed
  San Diego, CA
  Las Vegas, NV

Other Businesses

1) 10/2014 - MILES FLEMING / Insurance Agent / Non-Variable Insurance / INVESTMENT RELATED / 10HR / MO / 4679 Vista Street | San Diego CA, 92116 2) 1/1/2017 - Lumena Financial Strategies, Inc. / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / 0HR/ MO / 4679 Vista Street, San Diego , CA, 92116

Exams

• S66 Uniform Combined State Law Examination
  2015-11-09