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4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-03-03 |
| GA | RA | APPROVED | 2020-02-07 |
| AR | RA | APPROVED | 2020-01-28 |
| LA | RA | APPROVED | 2020-01-07 |
| AL | RA | APPROVED | 2020-01-06 |
| CA | RA | APPROVED | 2015-07-14 |
Branch Locations
4275 Executive Square 5Th Floor, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brandes Investment Partners | Royal Palm Beach | FL | 04/2014 | Present |
| Alps Distributors, Inc. | Denver | CA | 09/2015 | 07/2024 |
| Foreside Fund Services, Llc | Royal Palm Beach | FL | 07/2024 | Present |
Brandes Investment Partners, LP; Investment Related; Provide Investment Solutions; Royal Palm Beach, FL; Regional Director; provide support and service for Brandes' professional money management relationships with clients and investment companies; 12/2014; 160 hrs/mo.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-31 |
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