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Sydney Rae Comstock

Ubs Financial Services Inc.

Midland, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-14
  • TX RA
    APPROVED
    Since 2019-01-14

Branch Locations

1700 West Wall Street Suite 220, Midland, TX 79701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Midland TX 06/2014 03/2018
Ubs Financial Services Inc. Midland TX 03/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-14
  • S66 Uniform Combined State Law Examination
    2019-01-14

View on SEC IAPD

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