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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-11-13 |
| TX | RA | APPROVED | 2020-11-13 |
Branch Locations
5251 Dtc Parkway Suite 1200, Greenwood Village, CO 80111-2737 • United States
Castle Rock, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foreside Fund Services, Llc | Denver | CO | 06/2014 | 04/2020 |
| Knowledge Leaders Capital, Llc | Denver | CO | 02/2014 | 04/2020 |
| Rbc Capital Markets, Llc | Greenwood Village | CO | 04/2020 | Present |
(1) NAME OF ENTITY: Children's International Summer Villages (Rocky Mountain Denver Chapter) ADDRESS: 303 Vine St, Denver, CO, 80206 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 01/05/2025 CAPACITY: Treasurer, Board of Directors DUTIES: - I would serve as Treasurer for their board. This includes paying bills, budgeting, and financial reporting. Being entirely volunteer run, the expectation would be to also help promote the organization in an effort to find kid's who would want to participate as well as helping during events being hosted in Colorado. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-27 |
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