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Christian Szabo

Wells Fargo Clearing Services, LLC

Allentown, PA

Coopersburg, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-05-11
  • NJ RA
    APPROVED
    Since 2021-05-11

Branch Locations

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

4 S Main St, Coopersburg, PA 18036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Reading PA 06/2005 Present
Mosaic Sales Solutions Us Operating Co Irving TX 10/2004 Present
Wells Fargo Advisors Llc Macungie PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Macungie PA 11/2016 Present
  • 06/2005 → Present
    Wachovia Bank, N.A.
    Reading, PA
  • 10/2004 → Present
    Mosaic Sales Solutions Us Operating Co
    Irving, TX
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Macungie, PA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Macungie, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-10
S63 Uniform Securities Agent State Law Examination 2006-07-05
  • S66 Uniform Combined State Law Examination
    2021-05-10
  • S63 Uniform Securities Agent State Law Examination
    2006-07-05
Other Names
  • Chris Szabo

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
SECTOR ANALYSTS LLC
LOMBARD ADVISERS INCORPORATED
J.P. MORGAN SECURITIES LLC
ERICKSON FINANCIAL GROUP, LLC
CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
GURNIAK FINANCIAL ADVISORS, INC.

Other Investors

Jessica Ann Paretta
Chris Talpas
JOHN DAVID TUMOLO
PATRICK JAMES HUTCHINSON
DAVID FREDERICK GUENSCH
REKHA MUKESH TRIVEDI
ALIASGHER NURALI SOMJI
Timothy O'Connors

Other Offices

LPL FINANCIAL LLC · ALLENTOWN, PA
SECTOR ANALYSTS LLC · ALLENTOWN, PA
LOMBARD ADVISERS INCORPORATED · Allentown, PA
WELLS FARGO CLEARING SERVICES, LLC · TREXLERTOWN, PA
J.P. MORGAN SECURITIES LLC · Trexlertown, PA
ERICKSON FINANCIAL GROUP, LLC · ALLENTOWN, PA
CETERA INVESTMENT ADVISERS LLC · ALLENTOWN, PA
AMERIPRISE FINANCIAL SERVICES, LLC · WESCOSVILLE, PA

More in Allentown, PA

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