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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2014-09-22 |
Branch Locations
424 S Woods Mill Rd Ste 300, Chesterfield, MO 63017-3428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Chesterfield | MO | 06/2014 | Present |
| Tom Tulley | Chesterfield | MO | 06/2014 | 09/2016 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2014 | 09/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2016 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2016 | Present |
1. DNT PROPERTY MANAGEMENT LLC, INVESTMENT-RELATED, 4314 MARYLAND AVE, SAINT LOUIS, MO, USA, 63108, 100% OWNER, START DATE: 08/01/2013, 3 HRS PER WEEK, 0 TRADING HRS PER WEEK, DUTIES: MANAGE A SINGLE RENTAL PROPERTY RESPONSIBLE FOR SCHEDULING NECESSARY REPAIRS AND MAINTENANCE COLLECTIONS OF RENT AND MARKETING TO NEW TENANTS. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 3. 100% OWNER, D TULLEY LLC, LEGAL ENTITY, START DATE: 07/14/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. OWNER, RTS & PARTNERS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 07/14/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-19 |
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