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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-01-19 |
| LA | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED | 2024-01-19 |
Branch Locations
1318 Camellia Blvd. Suite 301, Lafayette, LA 70508 • United States
111 Concord St Suite A, Abbeville, LA 70510 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Financial Advisors | Melville | NY | 07/2011 | 07/2018 |
| Capital One Sharebuilder, Inc. | Humble | TX | 01/2015 | 07/2018 |
| Sharebuilder 401K | Seattle | WA | 01/2015 | Present |
| Woodbury Financial Services, Inc. | Lafayette | LA | 07/2018 | 01/2024 |
| Woodbury Financial Services, Inc. | Lafayette | LA | 07/2018 | Present |
| Osaic Wealth, Inc. | Abbeville | LA | 01/2024 | Present |
1. CAPITAL INVESTMENT ADVISORS LLC POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 07/12/2018 ADDRESS: 1318 Camelia Blvd., Suite 301, Lafayette LA 70508, United States DESCRIPTION: We are operating under Capital Investment Advisors (DBA) under Woodbury Financial 2. HAWTHORNE MANAGEMENT GROUP LLC POSITION: MEMBER NATURE: THIS IS AN LLC ESTABLISHED FOR THE PURPOSE OF PURCHASING AND LEASING RESIDENTIAL REAL ESTATE PROPERTY INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 106 WATERFOWL RD., LAFAYETTE LA 70508, United States DESCRIPTION: I WILL HELP MY WIFE MAKE DECISIONS ON PURCHASING REAL ESTATE AS I AM A MEMBER OF THE LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-02 |
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