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Shannon Krista Acosta

LPl Financial LLC

Memphis, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-14
TN RA APPROVED 2015-07-06
  • TX RA
    APPROVED_RES
    Since 2019-11-14
  • TN RA
    APPROVED
    Since 2015-07-06

Branch Locations

5855 & 5851 Ridge Bend Rd, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Germantown TN 01/2015 Present
  • 01/2015 → Present
    Lpl Financial
    Germantown, TN
Other Businesses

1. 02/23/2015-BENCHMARK WEALTH MANAGEMENT/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/100%/2012 EXETER ROAD, GERMANTOWN, TN 38138

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-02
  • S66 Uniform Combined State Law Examination
    2015-07-02
Other Names
  • Shannon Krista Giles

View on SEC IAPD

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