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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
| NY | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
19 Limestone Dr Ste 5, Williamsville, NY 14221-7091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors | New York | NY | 07/2014 | 09/2019 |
| Cadaret, Grant & Co., Inc. | Depew | NY | 09/2019 | 07/2025 |
| Lpl Financial Llc | Depew | NY | 07/2025 | Present |
1- 07/2025 - Emerling, Floss, Murphy and Associates - Property and Casualty - Investment Related - At Reported Business Location(s) - Start Date 09/01/2021 - 5 hours per month/ 0 hours during trading 2- 07/2025 - Revolution Real Estate - Mortgage/Real Estate Services - Investment Related - Rochester, NY - Start Date 04/01/2022 - 5 hours per month/ 0 hours during trading 3- 07/2025 - Encompass Property Group LLC - Business Owner - Investment Related - At Reported Business Location(s) - Start Date 01/01/2021 - 50 hours per month/ 10 hours during trading 4- 07/2025 - KAFL - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/01/2014 - 5 hours per month/ 5 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-23 |
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