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Natalie Nelson

Prospera Financial Services, Inc.

Los Ranchos, NM

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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-03-19
  • NM RA
    APPROVED
    Since 2025-03-19

Branch Locations

332 Nuevo Hacienda Ln. Nw, Los Ranchos, NM 87107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lipscomb University Nashville TN 08/2014 05/2018
Pacific Investment Management Company Llc Newport Beach CA 06/2017 07/2017
Uemployed Albuquerque NM 05/2018 06/2018
Pacific Investment Management Company Llc Newport Beach CA 07/2018 06/2022
Pimco Investments Llc Newport Beach CA 07/2018 06/2022
Prospera Financial Services Inc Dallas TX 06/2022 Present
  • 08/2014 → 05/2018
    Lipscomb University
    Nashville, TN
  • 06/2017 → 07/2017
    Pacific Investment Management Company Llc
    Newport Beach, CA
  • 05/2018 → 06/2018
    Uemployed
    Albuquerque, NM
  • 07/2018 → 06/2022
    Pacific Investment Management Company Llc
    Newport Beach, CA
  • 07/2018 → 06/2022
    Pimco Investments Llc
    Newport Beach, CA
  • 06/2022 → Present
    Prospera Financial Services Inc
    Dallas, TX
Other Businesses

Pricewaterhouse Coopers; Investment Related - No; 300 Madison Avenue, NY, NY 10017; PwC is a consulting firm; Employee; Start Date 02/2024;160 Hours Per Month; 160 Hours During Trading Hours; Contracted by Morgan Stanley working on Projects with Global Capital markets team

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-10
S63 Uniform Securities Agent State Law Examination 2018-09-14
  • S65 Uniform Investment Adviser Law Examination
    2025-03-10
  • S63 Uniform Securities Agent State Law Examination
    2018-09-14
Other Names
  • Natalie Elizabeth Duboise
  • Natalie Duboise

View on SEC IAPD

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TREK FINANCIAL
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TIERRA ADENTRO GROWTH CAPITAL
TITAN FUND MANAGEMENT, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

Frank David Pitchford
ROBERT JOHN MAW
MELISSA DAWN MINTER
KEIKO LAMBERT
KAITLIN M DESNOYER
Britney Taylor Gorley
JONATHAN FREDERICK GARTON
Michael Anthony DuBoise

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Los Ranchos, NM
OSAIC WEALTH, INC. · LOS RANCHOS, NM
TREK FINANCIAL · Albuquerque, NM
OSAIC WEALTH, INC. · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM
TIERRA ADENTRO GROWTH CAPITAL · ALBUQUERQUE, NM
TITAN FUND MANAGEMENT, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · Albuquerque, NM

More in Los Ranchos, NM

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