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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-03 |
| NM | RA | APPROVED | 2008-08-01 |
Branch Locations
6301 4Th St. Nw Ste. 1A, Los Ranchos, NM 87107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pggb Oil & Gas | Albuquerque | NM | 01/1991 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2008 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2008 | Present |
1) RJ MAW CONSULTING, 8400 RIO GRANDE BLVD NW, ALBUQUERQUE, NM,08/31/1981, Owner, Insurance/Benefits/Human Resources, NIR, 4HR/MO - 0/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 2/WK - 1/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-27 |
| S65 | Uniform Investment Adviser Law Examination | 1999-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-30 |
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