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Keiko Lambert

Trek Financial

Albuquerque, NM

Scottsdale, AZ

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Current Employers
Trek Financial

8355 East Hartford Drive Suite 105, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2020-11-10
  • NM RA
    APPROVED
    Since 2020-11-10

Branch Locations

320 Osuna Rd Ne Unit G-1, Albuquerque, NM 87107 • United States

8355 East Hartford Drive Suite 105, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Albuquerque NM 06/2011 02/2017
Crown Capital Securities, L.P. Orange CA 02/2017 11/2020
Cross State Financial Group, Llc Littleton CO 02/2017 11/2020
Trek Financial Scottsdale AZ 11/2020 Present
  • 06/2011 → 02/2017
    Merrill Lynch
    Albuquerque, NM
  • 02/2017 → 11/2020
    Crown Capital Securities, L.P.
    Orange, CA
  • 02/2017 → 11/2020
    Cross State Financial Group, Llc
    Littleton, CO
  • 11/2020 → Present
    Trek Financial
    Scottsdale, AZ
Previous Registrations
Other Businesses

Omnivelis Financial, Albuquerque, NM, provide financial advisory services, owner, Since 02/2022, 40 hours per week

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-08
S65 Uniform Investment Adviser Law Examination 1996-08-16
S63 Uniform Securities Agent State Law Examination 1988-06-27
  • S66 Uniform Combined State Law Examination
    2011-11-08
  • S65 Uniform Investment Adviser Law Examination
    1996-08-16
  • S63 Uniform Securities Agent State Law Examination
    1988-06-27
Other Names
  • Keiko E Akutagawa
  • Keiko Edith Akutagawa
  • Keiko Edith Emery
  • Keiko Edith Lambert

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC

Other Investors

SUSAN MARIE MORRISON
DONALD AUSTIN MCDANIEL
KIRK RANDOLPH HUDSON
MATTHEW DAVID KELLER
Michelle Lea Phillips
Matthew John Ports
Jean-Marc D Grindatto
GREGORY JOSEPH ZANETTI

Other Offices

AAN WEALTH ADVISORS LLC · Albuquerque, NM
DXD CAPITAL · ALBUQUERQUE, NM
ALLWORTH FINANCIAL, L.P. · ALBUQUERQUE, NM
EDWARD JONES · ALBUQUERQUE, NM
ZANETTI FINANCIAL, LLC · ALBUQUERQUE, NM
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ALBUQUERQUE, NM
AMERIPRISE FINANCIAL SERVICES, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

More in Albuquerque, NM

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