Susan Marie Morrison

Employer firm

Aan Wealth Advisors LLC CRD 300652

$130M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 08/2023
  Ameriprise Financial Services, Llc
  Albuquerque, NM
• 08/2023 → Present
  Aan Wealth Advisors Llc
  Canton, OH

Previous Registrations

• 2016-04-25 → 2023-09-12
  Ameriprise Financial Services, Llc
  Albuquerque, NM
• 2009-09-04 → 2016-05-10
  Transamerica Financial Advisors, Llc
  Albuquerque, NM
  Albuquerque, NM
  Huntington Beach, CA
• 2007-06-05 → 2009-09-04
  Transamerica Financial Advisors, Inc.
  Albuquerque, NM
  Albuquerque, NM

Other Businesses

Real Estate Ownership; Lot/Land; Not Investment Related; October 2006/ Lot/Land; Not Investment Related; November 2008. Business Ownership; Morrison Law, PC; Attorney; Law Practice limited to estate planning; NM 87109; Not Investment Related; January 2012; 10 to 19 hours per month; 1-9 during trading hours/ Susan Morrison, Inc.; Owner, President; This is my s-corporation for my financial planning business. This is my AAN Wealth Advisors LLC business.; NM 87109; Investment Related; August 2010; 60+ hours per month; 60+ during trading hours/ QZ LLC; Owner/single member; May be turned into income-producing property at some point, now just vacant land; Albuquerque, NM 87123; Not Investment Related; October 2019; 0 hours per month; 0 during trading hours/ 500 Charles LLC; Owner; The LLC will own rental real estate; Truth or Consequences, NM 87901; Investment Related; March 2022; 1 to 9 hours per month; 0 during trading hours. Independent Insurance Brokering; Transamerica-Term Life; January 2016/ Banner Life-Term life; January 2016/ Genworth Life and LTC; January 2016/ Voya Term Life; January 2016/ Mutual of Omaha Disability; January 2016/ Pacific Life-IUL, variable annuities; January 2016.

Exams

• S66 Uniform Combined State Law Examination
  2007-05-11
• S65 Uniform Investment Adviser Law Examination
  1999-06-24
• S63 Uniform Securities Agent State Law Examination
  1998-08-24

Designations

• Certified Financial Planner