Matthew David Keller

Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → 06/2022
  Uasnm, Inc. D/B/A Uas Wealth Advisors
  Albuquerque, NM
• 06/2022 → Present
  Allworth Financial, L.P.
  Albuquerque, NM

Previous Registrations

• 2004-11-09 → 2022-06-30
  Uas Wealth Advisors
  Albuquerque, NM
• 2003-02-11 → 2005-07-08
  Universal Advisory Services Inc
  Albuquerque, NM

Other Businesses

Albuquerque Academy Endowment Management Committee - not investment related - Albuquerque, NM - Educational - Trustee - started late 2024 - less than an hour per week, not during trading hours - no compensation - assist with management and control of the endowment.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-02-25

Designations

• Certified Financial Planner