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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-11-07 |
| TX | RA | APPROVED | 2025-11-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cue Financial Group, Inc. | Albuquerque | NM | 04/1992 | 12/2018 |
| Foothill Securities, Inc. | Albuquerque | NM | 08/2009 | 12/2016 |
| Cue Financial Group Inc. Insurance | Albuquerque | NM | 04/1992 | 10/2018 |
| Securities America, Inc. | Albuquerque | NM | 12/2016 | 06/2024 |
| Pfg Advisors, Llc | Peoria | AZ | 04/2018 | Present |
| Osaic Wealth, Inc. | Albuquerque | NM | 06/2024 | Present |
1) INSURANCE POSITION: owner NATURE: Sole Proprietorship selling life insurance and fixed annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 02/14/2018 ADDRESS: 4914 Union Way NE, Albuquerque NM 87107, United States DESCRIPTION: Insurance Sales both life insurance and fixed annuities
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-08-25 |
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