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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Albuquerque | NM | 09/2018 | 06/2024 |
| Securities America, Inc. | Albuquerque | NM | 05/2017 | 09/2018 |
| Sandia Laboratory Federal Credit Union | Albuquerque | NM | 07/2012 | 05/2017 |
| Pfg Advisors, Llc | Albuquerque | NM | 09/2022 | 11/2025 |
| Osaic Wealth, Inc. | Albuquerque | NM | 06/2024 | Present |
1. INSURANCE POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/24/2025 ADDRESS: 4914 Union Way NE, Albuquerque NM 87107, United States DESCRIPTION: Selling life insurance and annuities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-12 |
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