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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-07-05
  • OK RA
    APPROVED
    Since 2023-07-05

Branch Locations

3030 Nw Expressway Suite 1450, Oklahoma City, OK 73112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lasalle St. Securities, L.L.C. Oklahoma City OK 05/2014 03/2017
Raymond James Financial Services,Inc Oklahoma City OK 03/2017 Present
Raymond James Financial Services Advisors, Inc Oklahoma City OK 07/2023 Present
  • 05/2014 → 03/2017
    Lasalle St. Securities, L.L.C.
    Oklahoma City, OK
  • 03/2017 → Present
    Raymond James Financial Services,Inc
    Oklahoma City, OK
  • 07/2023 → Present
    Oklahoma City, OK
Other Businesses

(1) Name of Business: Neeley Consulting, LLC Address: 3030 NW Expressway Ste 1450, Oklahoma City, OK, 73112-5471, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/01/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Office manager responsibility for Raymond James

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-20
  • S66 Uniform Combined State Law Examination
    2023-06-20
Other Names
  • Joni Maria Ruiz

View on SEC IAPD

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