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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-27 |
Branch Locations
400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thornburg Investment Mgmt /Thornburg Securities | Santa Fe | NM | 03/2015 | 05/2017 |
| T. Rowe Price Inv. Svcs./Advisory Svcs./Associates, Inc. | Owings Mills | MD | 05/2017 | 12/2024 |
| Capital Group / Capital Client Group, Inc. | Los Angeles | CA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-11 |
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