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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-08 |
| CO | RA | APPROVED | 2017-07-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachussetts Mutual Life Insurance Company | Monument | CO | 02/2015 | 03/2017 |
| Mml Investors Services Llc | Monument | CO | 02/2015 | 03/2017 |
| Scottrade, Inc. | Colorado Springs | CO | 03/2017 | 06/2017 |
| Jp Morgan Chase Bank | Castle Rock | CO | 07/2017 | 05/2019 |
| Jp Morgan Securities Llc | Castle Rock | CO | 07/2017 | 08/2020 |
| Scottrade Investment Management | Colorado Springs | CO | 03/2017 | 06/2017 |
| Vail Resort | Broomfield | CO | 08/2016 | 12/2020 |
| Jp Morgan Chase Bank, N.A. | Colorado Springs | CO | 05/2019 | 08/2020 |
| J.P. Morgan Securities Llc | Colorado Springs | CO | 08/2020 | Present |
| Jpmorgan Chase Bank, N.A. | Colorado Springs | CO | 08/2020 | Present |
| Vail Resorts Inc | Broomfield | CO | 11/2020 | Present |
Entity Name: Vail Resorts Inc Investment related: N Address: 390 Broomfield, CO Nature of the other business: Position/Title/Relationship: Service Technician Start Date: 11-23-2020 Approximate # of hours a month: HOURS DEDICATED (per month unless otherwise indicated): 20 HOURS DURING TRADING: 0 Approximate # of hours during securities trading hours: 0 during trading Briefly describe your duties: Service Technician
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-19 |
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