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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-03-31
  • MI RA
    APPROVED
    Since 2022-03-31

Branch Locations

39400 Woodward Ave Suite 150, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Southfield MI 09/2012 03/2022
Bank Of America, N.A. Bloomfield Hills MI 11/2014 03/2022
Raymond James & Associates Bloomfield Hills MI 03/2022 Present
Previous Registrations
Other Businesses

I*113736 For profit or not for profit: For-Profit Organization Name of outside business organization: Michigan Orthopedic Rehabilitation, LLC Investment related: N Address of business: Royal Oak, Michigan 48073 Nature of business: LLC, Compensation for Activity: N Position, title, association: Owner, Start date of relationship: 4/30/2018 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Silent owner of Physical Therapy Office

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-13
  • S66 Uniform Combined State Law Examination
    2014-08-13
Other Names
  • Mark Steven Fuqua

View on SEC IAPD

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