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Karen Selene Prudencio

Wells Fargo Clearing Services, LLC

Allentown, PA

Bethlehem, PA

Lebanon, PA

Myerstown, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-05-12
  • PA RA
    APPROVED
    Since 2021-05-12

Branch Locations

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

3926 Linden St (Nazareth Pike), Bethlehem, PA 18020 • United States

850 E Walnut St, Lebanon, PA 17042 • United States

180 W Lincoln Ave, Myerstown, PA 17067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Brodheadsville PA 11/2011 Present
Wells Fargo Clearing Services,Llc Brodheadsville PA 04/2018 Present
  • 11/2011 → Present
    Wells Fargo Bank Na
    Brodheadsville, PA
  • 04/2018 → Present
    Wells Fargo Clearing Services,Llc
    Brodheadsville, PA
Other Businesses

POCONO LATIN FEST, NOT INV RELATED, TOBYHANNA, PA, 100% OWNED WITH SPOUSE, START: 9/18/2018, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: HELP SPOUSE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-12
S63 Uniform Securities Agent State Law Examination 2018-10-01
  • S66 Uniform Combined State Law Examination
    2021-05-12
  • S63 Uniform Securities Agent State Law Examination
    2018-10-01
Other Names
  • Karen Selene Palomo

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
ERICKSON FINANCIAL GROUP, LLC
CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
GURNIAK FINANCIAL ADVISORS, INC.

Other Investors

Jessica Ann Paretta
Chris Talpas
JOHN DAVID TUMOLO
PATRICK JAMES HUTCHINSON
DAVID FREDERICK GUENSCH
REKHA MUKESH TRIVEDI
ALIASGHER NURALI SOMJI
Timothy O'Connors

Other Offices

LPL FINANCIAL LLC · ALLENTOWN, PA
SECTOR ANALYSTS LLC · ALLENTOWN, PA
LOMBARD ADVISERS INCORPORATED · Allentown, PA
WELLS FARGO CLEARING SERVICES, LLC · TREXLERTOWN, PA
J.P. MORGAN SECURITIES LLC · Trexlertown, PA
ERICKSON FINANCIAL GROUP, LLC · ALLENTOWN, PA
CETERA INVESTMENT ADVISERS LLC · ALLENTOWN, PA
AMERIPRISE FINANCIAL SERVICES, LLC · WESCOSVILLE, PA

More in Allentown, PA

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