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James Wayne Carey

U.S. Bancorp Advisors, LLC

Minneapolis, MN

Minneapolis, MN

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-03-15
  • MN RA
    APPROVED
    Since 2024-03-15

Branch Locations

800 Nicollet Mall, Minneapolis, MN 55402 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Wealth Management Minneapolis MN 05/2014 09/2018
U.S. Bank Minneapolis MN 09/2018 Present
U.S. Bancorp Investments, Inc. Minneapolis MN 10/2018 Present
U.S. Bancorp Advisors, Llc Minneapolis MN 03/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-30
  • S66 Uniform Combined State Law Examination
    2018-01-30
Other Names
  • Jimmy Carey
  • James Carey

View on SEC IAPD

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