Robert William Jaffe

Current Employers

Employment History

• 06/2017 → Present
  Jaffe Financial Services, Inc.
  Memphis, TN
• 06/2017 → 07/2019
  Jaffe Wealth Management & Consulting, Inc.
  Memphis, TN
• 08/2013 → 05/2017
  University Of Tennessee At Knoxville
  Knoxville, TN
• 07/2019 → Present
  Jaffe Wealth Management & Consulting, Inc.
  Memphis, TN
• 11/2017 → Present
  Silver Oak Securities, Inc.
  Memphis, TN
• 07/2019 → Present
  Silver Oak Securities, Inc.
  Memphis, TN
• 08/2017 → Present
  Rob Jaffe Financial Services
  Memphis, TN

Previous Registrations

• 2019-07-26 → 2022-10-14
  Jaffe Wealth Management & Consulting, Inc.
  Memphis, TN

Other Businesses

1). Jaffe Wealth Mgmt & Consulting Inc,Is Investment Related,"6363 Poplar Avenue, Ste 405, Memphis, TN, 38119, United States",DBA,,2022-10-01,160 hours per month,4 hours per month during trading hours,Other Compensation,"This the the DBA for JWMCI for us, as we are deregistering as an RIA firm." 2) Rob Jaffe Financial Services, not investment related, 6363 Poplar Avenue, Ste. 405, Memphis, Tennessee 38119, fixed insurance, title: insurance agent, start date of August 2017, number of hours devoted during market hours is 2 per month. 3) Jaffe Financial Services, Inc., 6363 Poplar Avenue, Ste. 405, Memphis, Tennessee 38119, not investment related, title: associate, start date of June 2017, DBA 4) Pitts Farm Management, Inc., 6363 Poplar Ave Suite 405, Memphis TN, 38119, Corporate Officer/ Partial Owner, Officer/Director, Begin date 11/19/2020, The approximate number of hours per month devoted to this business:1, The approximate number of hours per month devoted to this business, during trading hours:0; Is your activity investment related? No; Describe your duties and responsibilities as well as the products and services offered to this business: Secretary of Pitts Farm Management, Inc. which is a corporation that owns our family farm. 5). "Briarmeadows Holdings, LLC",Is Investment Related,"6363 Poplar Ave, Suite 405, Memphis, TN, 38119, United States",Financial Services,Owner/President,2023-05-04,2 hours per month,0 hours per month during trading hours,Commission Compensation,I will be handling all aspects of this business. It is largely administrative to facilitate support and infrastructure to fixed income trading business through Silver Oak.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-06-26
• S63 Uniform Securities Agent State Law Examination
  2017-11-28