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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-09 |
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
6622 Main St Ste 2, Williamsville, NY 14221 • United States
Buffalo, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Williamsville | NY | 09/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Williamsville | NY | 03/2020 | Present |
Outside Employment; 6622 Main St., LLC; Financial Advisor - Provide financial advice to clients.; ; 6622 Main St., Suite 2, , Williamsville, NY, 14221; Investment-Related; 04/13/2015; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-09 |
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