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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-07-10
  • MD RA
    APPROVED
    Since 2024-07-10

Branch Locations

307 International Circle Suite 440, Hunt Valley, MD 21030 • United States

1735 Market Street 44Th Floor, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Hunt Valley MD 04/2021 04/2024
Marshall Financial Group Hunt Valley MD 04/2019 04/2021
Springtime Supplements Cockeysville MD 08/2018 04/2019
Raymond James & Associates Ocala FL 04/2015 06/2018
Ubs Financial Services Inc. Hunt Valley MD 07/2024 Present
  • 04/2021 → 04/2024
    Hunt Valley, MD
  • 04/2019 → 04/2021
    Marshall Financial Group
    Hunt Valley, MD
  • 08/2018 → 04/2019
    Springtime Supplements
    Cockeysville, MD
  • 04/2015 → 06/2018
    Raymond James & Associates
    Ocala, FL
  • 07/2024 → Present
    Hunt Valley, MD
Previous Registrations
Other Businesses

Brightwood Farm LLC Non-investment related 2502 Monkton Road Monkton MD 21111 Horse boarding and training stable Owner operator 01/01/2020 Approx 40 Hours a month 0 hours during trading/work hours I operate a small horse boarding and lesson program out of the farm I own. I care the daily needs of the horses and teach their owners riding lessons.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-10
  • S66 Uniform Combined State Law Examination
    2023-06-10
Other Names
  • Jennifer Brown
  • Jenna Brown
  • Jennifer Lynn Detandt

View on SEC IAPD

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