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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-09-17
MO RA APPROVED 2015-09-02
  • TX RA
    APPROVED
    Since 2015-09-17
  • MO RA
    APPROVED
    Since 2015-09-02

Branch Locations

7676 Forsyth Blvd, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton MO 04/2015 Present
Bank Of America, N.A. Clayton MO 01/2018 Present
Other Businesses

I*1221274 Entity Type: For Profit Name of outside business organization: Jewish Hoops STL Investment related: No Address of business: Saint Louis, Missouri, 63130 Position, title, association: Director Start date of relationship: 3/30/2023 Number of hours devoted: 3 hrs Weekly Number of hours devoted during trading hours: 0 Duties: Youth Basketball Club Team I*4055274 Entity Type: Charitable Name of OBA: Nusach Hari B'nail Zion Address: Olivette, Missouri, 63132 Investment Related: No Position, Title, Association: Committee, Board Member, Officer Employee Start Date: 04/01/2026 Number of Hours: 4, Weekly Number of Hours during trading: 0 Duties: Religious Synagogue Youth Programming Board Head

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-01
  • S66 Uniform Combined State Law Examination
    2015-09-01
Other Names
  • Joe Mufson
  • Joey Mufson

View on SEC IAPD

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