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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-09-17 |
| MO | RA | APPROVED | 2015-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 04/2015 | Present |
| Bank Of America, N.A. | Clayton | MO | 01/2018 | Present |
I*1221274 Entity Type: For Profit Name of outside business organization: Jewish Hoops STL Investment related: No Address of business: Saint Louis, Missouri, 63130 Position, title, association: Director Start date of relationship: 3/30/2023 Number of hours devoted: 3 hrs Weekly Number of hours devoted during trading hours: 0 Duties: Youth Basketball Club Team I*4055274 Entity Type: Charitable Name of OBA: Nusach Hari B'nail Zion Address: Olivette, Missouri, 63132 Investment Related: No Position, Title, Association: Committee, Board Member, Officer Employee Start Date: 04/01/2026 Number of Hours: 4, Weekly Number of Hours during trading: 0 Duties: Religious Synagogue Youth Programming Board Head
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-01 |
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