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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-08-26
  • HI RA
    APPROVED
    Since 2025-08-26

Branch Locations

733 Bishop St, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Hawaiian Bank Honolulu HI 10/2019 01/2025
Unemployed Los Angeles CA 11/2017 09/2018
Lyft Los Angeles CA 10/2018 09/2019
Pearl Harbor Naval Shipyard Honolulu HI 07/2016 10/2017
Ubs Financial Services Inc. Honolulu HI 02/2025 Present
  • 10/2019 → 01/2025
    First Hawaiian Bank
    Honolulu, HI
  • 11/2017 → 09/2018
    Unemployed
    Los Angeles, CA
  • 10/2018 → 09/2019
    Lyft
    Los Angeles, CA
  • 07/2016 → 10/2017
    Pearl Harbor Naval Shipyard
    Honolulu, HI
  • 02/2025 → Present
    Honolulu, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-25
  • S66 Uniform Combined State Law Examination
    2025-08-25

View on SEC IAPD

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