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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-15 |
| NJ | RA | APPROVED | 2018-09-21 |
Branch Locations
5905 E Galbraith Rd Workplace Benefits, Cincinnati, OH 45236 • United States
1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Rowe Price | Owings Mills | MD | 05/2014 | 06/2017 |
| Alliancebernstein Investments, Inc. | New York | NY | 07/2017 | 09/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 09/2018 | Present |
I*1136283 For profit or not for profit: Entity For Profit Name of outside business organization: N/a Investment related: N Address of business: Brick, New Jersey Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 3/24/2023 Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: The purpose of the business is to breed and sell dogs. My expected responsibilities include caring for the dogs and managing the overall business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-09 |
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