Thomas Edward Rote

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-08-25

TX RA
APPROVED

Since 2014-08-25

Branch Locations

14041 Northwest Blvd Ste 2-B, Corpus Christi, TX 78410-5137 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	05/2014	Present

05/2014 → Present

Edward Jones

St Louis, MO

Other Businesses

Rote Enterprises Type of business: LLC Corpus Christi, TX Start date: 6/1/2021 President Hours per week: 2 Hours during trading: 0 This is an investment company looking to buy a restaurant or similar. * "Enervest Operating, LLC Type: Date: 06/01/17 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: Royalties City-State: Charleston WV" * "Lambda Energy Resources LLP Type: Date: 01/15/19 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: Royalties City-State: Houston TX"

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-08-22

S66 Uniform Combined State Law Examination

2014-08-22

Other Names

Thomas Edward Rote

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

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Exams

Other Names

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