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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-10 |
| OK | RA | APPROVED | 2023-04-13 |
Branch Locations
700 Cedar Lake Blvd., Oklahoma City, OK 73114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Oklahoma City | OK | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Oklahoma City | OK | 11/2018 | 05/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2023 | Present |
| Higginbotham Insurance | Oklahoma City | OK | 05/2019 | 08/2022 |
| Bleuchip Solutions, Llc | Oklahoma City | OK | 09/2022 | 02/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2023 | 04/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2023 | Present |
1) MICHAEL JEWELL, 700 CEDAR LAKE BLVD OKLAHOMA CITY OK 73114, 04/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPEDENT INSURENCE AGENCIES, INV REL, 5 HR/MO 5 HR/MO TRADING 2) ADAPTATION FINANCIAL, 700 Cedar Lake Blvd., Oklahoma City OK 73114, United States, 04/17/2023, Investment Advisor Representative, Using a Trade Name/dba, NIR, 100 HR/MO - 100 HR/MO TRADING 3) CIRA, Fairfield IA 52556, 04/17/2023, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 4) J FINANCIAL LLC, 2112 Henderson Ct., Oklahoma City OK 73069, United States, 03/17/2023, Owner, Insurance/Benefits/Human Resources, NIR, 8 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-31 |
| S65 | Uniform Investment Adviser Law Examination | 2016-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-28 |
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