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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-10
OK RA APPROVED 2023-04-13
  • TX RA
    APPROVED
    Since 2023-05-10
  • OK RA
    APPROVED
    Since 2023-04-13

Branch Locations

700 Cedar Lake Blvd., Oklahoma City, OK 73114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Oklahoma City OK 05/2016 11/2018
Royal Alliance Associates, Inc. Oklahoma City OK 11/2018 05/2019
Cambridge Investment Research, Inc. Fairfield IA 03/2023 Present
Higginbotham Insurance Oklahoma City OK 05/2019 08/2022
Bleuchip Solutions, Llc Oklahoma City OK 09/2022 02/2023
Cambridge Investment Research, Inc. Fairfield IA 03/2023 04/2023
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2023 Present
  • 05/2016 → 11/2018
    Sii
    Oklahoma City, OK
  • 11/2018 → 05/2019
    Royal Alliance Associates, Inc.
    Oklahoma City, OK
  • 03/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2019 → 08/2022
    Higginbotham Insurance
    Oklahoma City, OK
  • 09/2022 → 02/2023
    Bleuchip Solutions, Llc
    Oklahoma City, OK
  • 03/2023 → 04/2023
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2023 → Present
    Fairfield, IA
Previous Registrations
  • 2018-11-02 → 2019-05-09
    Oklahoma City, OK
  • 2017-04-19 → 2018-11-02
    Signator Investors, Inc.
    Oklahoma City, OK
Other Businesses

1) MICHAEL JEWELL, 700 CEDAR LAKE BLVD OKLAHOMA CITY OK 73114, 04/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPEDENT INSURENCE AGENCIES, INV REL, 5 HR/MO 5 HR/MO TRADING 2) ADAPTATION FINANCIAL, 700 Cedar Lake Blvd., Oklahoma City OK 73114, United States, 04/17/2023, Investment Advisor Representative, Using a Trade Name/dba, NIR, 100 HR/MO - 100 HR/MO TRADING 3) CIRA, Fairfield IA 52556, 04/17/2023, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 4) J FINANCIAL LLC, 2112 Henderson Ct., Oklahoma City OK 73069, United States, 03/17/2023, Owner, Insurance/Benefits/Human Resources, NIR, 8 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-31
S65 Uniform Investment Adviser Law Examination 2016-10-27
S63 Uniform Securities Agent State Law Examination 2016-06-28
  • S66 Uniform Combined State Law Examination
    2023-03-31
  • S65 Uniform Investment Adviser Law Examination
    2016-10-27
  • S63 Uniform Securities Agent State Law Examination
    2016-06-28
Designations
Other Names
  • Michael P Jewell

View on SEC IAPD

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