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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2020-07-08 |
Branch Locations
6622 Main St Ste 2, Williamsville, NY 14221 • United States
Buffalo, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Williamsville | NY | 04/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Williamsville | NY | 03/2020 | Present |
Business Ownership; 6622 Main St, LLC; Administrative duties; Real Estate; 6622 Main St., Suite 2, , Williamsville, NY, 14221; Not Investment-Related; 12/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / MDP 6622, LLC; Administrative duties; Entity is created to form a partnership among members.; 6622 Main St., Suite 2, , Williamsville, NY, 14221; Not Investment-Related; 08/15/2018; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; 6622 Main St, LLC; Co-owner; Real Estate; 6622 Main St, Suite 2, Williamsville, NY, 14221; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours / MDP 6622, LLC; Co-owner; Manage advisory business; 6622 Main St, Suite 2, Williamsville, NY, 14221; Investment-Related; 01/01/2020; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-15 |
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