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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-11-08
TX RA APPROVED_RES 2017-10-12
CA RA APPROVED 2017-08-09
  • MN RA
    APPROVED
    Since 2017-11-08
  • TX RA
    APPROVED_RES
    Since 2017-10-12
  • CA RA
    APPROVED
    Since 2017-08-09

Branch Locations

80 S 8Th St, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chico CA 02/2016 Present
Bank Of America, N.A. Chico CA 02/2016 Present
Previous Registrations
  • 2014-09-15 → 2016-02-01
    St Louis, MO
    Roseville, CA
    Carmichael, CA
Other Businesses

I*135926 For profit or not for profit: For-Profit Organization Name of outside business organization: Merdeka LLC Investment related: Y Address of business: Saint Paul, Minnesota 55101 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 2/22/2021 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The purpose is to buy and maintain real estate property, to manage income and expenses relating to the property, facilitate the accumulation of a down payment to buy a property, and to begin the process of building credit for the LLC before purchase

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-18
  • S66 Uniform Combined State Law Examination
    2014-07-18
Other Names
  • Troy Jordan Emerson Hackney
  • Troy Hackney

View on SEC IAPD

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