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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-03-02
TX RA APPROVED_RES 2018-03-02
  • MO RA
    APPROVED
    Since 2018-03-02
  • TX RA
    APPROVED_RES
    Since 2018-03-02

Branch Locations

7676 Forsyth Blvd, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Ofallon MO 07/2012 01/2017
Pnc Investments Dardenne Prairie MO 04/2014 01/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Charles MO 02/2017 Present
Bank Of America, N.A. Saint Charles MO 02/2017 Present
Unemployed St Charles MO 01/2017 02/2017
  • 07/2012 → 01/2017
    Pnc
    Ofallon, MO
  • 04/2014 → 01/2017
    Pnc Investments
    Dardenne Prairie, MO
  • 02/2017 → Present
    Saint Charles, MO
  • 02/2017 → Present
    Bank Of America, N.A.
    Saint Charles, MO
  • 01/2017 → 02/2017
    Unemployed
    St Charles, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-09
  • S66 Uniform Combined State Law Examination
    2014-12-09
Other Names
  • Catherine Anne Tarrant
  • Cathy Anne Tarrant
  • Catherine Anne Tarrant
  • Cathy Mcdermott
  • Catherine Mcdermott
  • Catherine Anne Mcdermott

View on SEC IAPD

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