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Christopher Gerald Lohs

LPl Financial LLC

San Diego, CA

Lancaster, CA

CRD 6326590

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-24
TX RA APPROVED_RES 2023-04-21
  • CA RA
    APPROVED
    Since 2023-04-24
  • TX RA
    APPROVED_RES
    Since 2023-04-21

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Lancaster, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J. Sterling Blakely And Associates Palmdale CA 12/2013 12/2018
Unemployed Lancaster CA 06/2020 07/2021
Householder Group Estate & Retirement Specialists Lancaster CA 12/2013 05/2020
Integrated Financial Group Atlanta GA 07/2021 03/2023
Lpl Financial Llc Lancaster CA 04/2014 06/2020
Ifg Advisory, Llc Atlanta GA 03/2022 03/2023
Lpl Financial Llc Lancaster CA 04/2023 Present
Lpl Financial Llc Lancaster CA 07/2021 03/2023
  • 12/2013 → 12/2018
    J. Sterling Blakely And Associates
    Palmdale, CA
  • 06/2020 → 07/2021
    Unemployed
    Lancaster, CA
  • 12/2013 → 05/2020
    Householder Group Estate & Retirement Specialists
    Lancaster, CA
  • 07/2021 → 03/2023
    Integrated Financial Group
    Atlanta, GA
  • 04/2014 → 06/2020
    Lancaster, CA
  • 03/2022 → 03/2023
    Atlanta, GA
  • 04/2023 → Present
    Lancaster, CA
  • 07/2021 → 03/2023
    Lancaster, CA
Previous Registrations
  • 2022-03-09 → 2023-03-30
    Atlanta, GA
    Lancaster, CA
  • 2019-08-23 → 2020-05-06
    Householder Group Estate & Retirement Specialists
    Lancaster, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-18
  • S66 Uniform Combined State Law Examination
    2019-01-18

View on SEC IAPD

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