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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-24 |
| TX | RA | APPROVED_RES | 2023-04-21 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Lancaster, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J. Sterling Blakely And Associates | Palmdale | CA | 12/2013 | 12/2018 |
| Unemployed | Lancaster | CA | 06/2020 | 07/2021 |
| Householder Group Estate & Retirement Specialists | Lancaster | CA | 12/2013 | 05/2020 |
| Integrated Financial Group | Atlanta | GA | 07/2021 | 03/2023 |
| Lpl Financial Llc | Lancaster | CA | 04/2014 | 06/2020 |
| Ifg Advisory, Llc | Atlanta | GA | 03/2022 | 03/2023 |
| Lpl Financial Llc | Lancaster | CA | 04/2023 | Present |
| Lpl Financial Llc | Lancaster | CA | 07/2021 | 03/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-18 |
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