Anthony Lee Gaines

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-05-20

Branch Locations

16901 Bernardo Center Dr, San Diego, CA 92128 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jp Morgan Chase Bank	Hayward	CA	09/2015	11/2016
Elite Services	Sunnyvalle	CA	10/2014	06/2017
Jpmorgan Securities Llc	Oakland	CA	11/2016	07/2017
Jpmorgan Securities Llc	Oakland	CA	07/2017	04/2018
Unemployed	Oakland	CA	04/2018	05/2018
Action Property Management	San Francisco	CA	05/2018	09/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Oakland	CA	09/2018	07/2019
Bank Of America, N.A.	Oakland	CA	07/2019	09/2019
Wells Fargo Clearing Services, Llc	Escondido	CA	03/2021	Present
Wells Fargo Bank, Na	Escondido	CA	03/2021	Present
Lyft	San Francisco	CA	03/2018	Present
Doordash	San Francisco	CA	03/2018	Present

09/2015 → 11/2016

Jp Morgan Chase Bank

Hayward, CA
10/2014 → 06/2017

Elite Services

Sunnyvalle, CA
11/2016 → 07/2017

Jpmorgan Securities Llc

Oakland, CA
07/2017 → 04/2018

Jpmorgan Securities Llc

Oakland, CA
04/2018 → 05/2018

Unemployed

Oakland, CA
05/2018 → 09/2018

Action Property Management

San Francisco, CA
09/2018 → 07/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oakland, CA
07/2019 → 09/2019

Bank Of America, N.A.

Oakland, CA
03/2021 → Present

Wells Fargo Clearing Services, Llc

Escondido, CA
03/2021 → Present

Wells Fargo Bank, Na

Escondido, CA
03/2018 → Present

Lyft

San Francisco, CA
03/2018 → Present

Doordash

San Francisco, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-02-06
S63	Uniform Securities Agent State Law Examination	2014-05-22

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