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Hyun Ryu

LPl Financial LLC

San Diego, CA

Henderson, NV

CRD 6325534

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2022-10-06
  • NV RA
    APPROVED
    Since 2022-10-06

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

546 Riley Ridge Ct, Henderson, NV 89012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Patterson Capital Corporation Los Angeles CA 08/2018 09/2022
Oakwood Capital Management Llc Los Angeles CA 03/2014 08/2018
Lpl Financial Llc Las Vegas NV 09/2022 Present
  • 08/2018 → 09/2022
    The Patterson Capital Corporation
    Los Angeles, CA
  • 03/2014 → 08/2018
    Oakwood Capital Management Llc
    Los Angeles, CA
  • 09/2022 → Present
    Lpl Financial Llc
    Las Vegas, NV
Previous Registrations
  • 2019-01-24 → 2022-08-31
    The Patterson Capital Corporation
    Pacific Palisades, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-24
  • S65 Uniform Investment Adviser Law Examination
    2019-01-24
Other Names
  • Hanna Ryu

View on SEC IAPD

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