Vijay Baxter

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-09-22

FL RA
APPROVED

Since 2023-09-22

Branch Locations

1010 S Federal Highway Suite 2002, Hallandale Beach, FL 33009 • United States

Miami, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Morgan Stanley	Fort Lauderdale	FL	08/2015	09/2023
Morgan Stanley Private Bank, N.A.	Fort Lauderdale	FL	08/2015	09/2023
Raymond James & Associates	Aventure	FL	09/2023	Present
Morgan Stanley Private Bank, N.A	New York	NY	09/2017	Present

08/2015 → 09/2023

Morgan Stanley

Fort Lauderdale, FL
08/2015 → 09/2023

Morgan Stanley Private Bank, N.A.

Fort Lauderdale, FL
09/2023 → Present

Raymond James & Associates

Aventure, FL
09/2017 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2014-08-12 → 2023-09-29

Morgan Stanley

Aventura, FL

Aventura, FL

Ft. Lauderdale, FL

Ft. Lauderdale, FL

Fort Lauderdale, FL

Plantation, FL

Boca Raton, FL

Boca Raton, FL

Coral Springs, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-08-11

S66 Uniform Combined State Law Examination

2014-08-11

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

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