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Raquel Shoshani

Kawa Capital Management, Inc.

Hallandale Beach, FL

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Current Employers
Kawa Capital Management, Inc.

1010 South Federal Highway Suite 2900, Hallandale Beach, FL 33009 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-15
  • FL RA
    APPROVED
    Since 2022-11-15

Branch Locations

1010 South Federal Highway Suite 2900, Hallandale Beach, FL 33009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities, Llc. Miami FL 06/2018 02/2021
Charter Asset Management Los Angeles CA 09/2017 12/2017
Sotheby's New York NY 06/2017 08/2017
Charter Asset Management Los Angeles CA 03/2017 06/2017
Morgan Stanley Wealth Management Beverly Hills CA 01/2016 11/2016
Unemployed Los Angeles CA 01/2018 06/2018
Unemployed Los Angeles CA 12/2016 03/2017
Kawa Securities Llc Aventura FL 08/2021 01/2022
Kawa Capital Management, Inc. Aventura FL 03/2021 Present
  • 06/2018 → 02/2021
    Jpmorgan Securities, Llc.
    Miami, FL
  • 09/2017 → 12/2017
    Charter Asset Management
    Los Angeles, CA
  • 06/2017 → 08/2017
    Sotheby's
    New York, NY
  • 03/2017 → 06/2017
    Charter Asset Management
    Los Angeles, CA
  • 01/2016 → 11/2016
    Morgan Stanley Wealth Management
    Beverly Hills, CA
  • 01/2018 → 06/2018
    Unemployed
    Los Angeles, CA
  • 12/2016 → 03/2017
    Unemployed
    Los Angeles, CA
  • 08/2021 → 01/2022
    Kawa Securities Llc
    Aventura, FL
  • 03/2021 → Present
    Kawa Capital Management, Inc.
    Aventura, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-20
S63 Uniform Securities Agent State Law Examination 2018-11-19
  • S65 Uniform Investment Adviser Law Examination
    2022-10-20
  • S63 Uniform Securities Agent State Law Examination
    2018-11-19

View on SEC IAPD

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Other Offices

NUVERSE ADVISORS LLC · HALLANDALE BEACH, FL
RAYMOND JAMES & ASSOCIATES, INC. · Hallandale Beach, FL
UBS FINANCIAL SERVICES INC. · Hallandale Beach, FL
UBS FINANCIAL SERVICES INC. · Hallandale Beach, FL
MISSION WEALTH MANAGEMENT, LP · Hallandale Beach, FL
FITZROY INVESTMENT ADVISORS LLC · AVENTURA, FL
WM PARTNERS, LP · AVENTURA, FL
J. SAFRA ASSET MANAGEMENT CORPORATION · Aventura, FL

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