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Tyler Mitchell Claus

Kawa Capital Management, Inc.

Hallandale Beach, FL

CRD 6725988

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Employer firm

Kawa Capital Management, Inc. CRD 157780

$2.82B regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Kawa Capital Management, Inc.

1010 South Federal Highway Suite 2900, Hallandale Beach, FL 33009 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-10-10
FL RA APPROVED 2017-01-19
  • CO RA
    APPROVED
    Since 2022-10-10
  • FL RA
    APPROVED
    Since 2017-01-19

Branch Locations

1010 South Federal Highway Suite 2900, Hallandale Beach, FL 33009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kawa Capital Management, Inc. Hallandale Beach FL 11/2016 01/2020
American Marketing And Management Fort Lauderdale FL 04/2015 10/2016
Kawa Securities, Llc Aventura FL 09/2020 01/2022
Kawa Capital Management, Inc. Hallandale Beach FL 01/2020 01/2021
Kawa Capital Management, Inc. Hallandale Beach FL 01/2021 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-09-28
S65 Uniform Investment Adviser Law Examination 2017-01-09
  • S63 Uniform Securities Agent State Law Examination
    2020-09-28
  • S65 Uniform Investment Adviser Law Examination
    2017-01-09

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · Hallandale Beach, FL
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