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Katherine Louise Handley

Kawa Capital Management, Inc.

Hallandale Beach, FL

CRD 6126367

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Employer firm

Kawa Capital Management, Inc. CRD 157780

$2.82B regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Kawa Capital Management, Inc.

1010 South Federal Highway Suite 2900, Hallandale Beach, FL 33009 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-12-06
  • FL RA
    APPROVED
    Since 2012-12-06

Branch Locations

1010 South Federal Highway Suite 2900, Hallandale Beach, FL 33009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kawa Capital Management, Inc. Hallandale Beach FL 01/2017 Present
Kawa Capital Management, Inc. Hallandale Beach FL 09/2014 01/2017
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-08
  • S65 Uniform Investment Adviser Law Examination
    2012-11-08

View on SEC IAPD

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