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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-05-24 |
| TX | RA | APPROVED_RES | 2019-12-04 |
| MI | RA | APPROVED | 2019-10-18 |
Branch Locations
4625 Beckley Road, Building 200, Battle Creek, MI 49015 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Llc | Battle Creek | MI | 04/2014 | Present |
| Robert W. Baird & Co. Incorporated | Battle Creek | MI | 10/2019 | Present |
Riverside Enterprise LLC, investment-related, Battle Creek MI, Partner, 1/1998, 1 hr/month with 0 hrs during trading hrs, minimal duties. Real Estate agent is attempting to sell or lease. This is a passive investment. Lakeview Landings DBA, not investment-related, Battle Creek MI, Real Estate Holdings. Single Family and Multi-Family. No Title/Position, 11/2015, 4 hrs/month total with 2 of those hrs during trading hrs, no duties. CJMJ PROPERTIES DBA, OWNER, SMALL APARTMENTS AND SINGLE FAMILY DWELLINGS, 1110 S LAKESIDE DRIVE, BATTLECREEK, MI 49015, START DATE 09/01/2016, 4 HRS/MO, 0 HRS/M TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-04 |
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