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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-08-14 |
| TX | RA | APPROVED | 2023-08-14 |
Branch Locations
11333 N Scottsdale Rd Ste 295, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aspen Wealth | Scottsdale | AZ | 04/2014 | 08/2023 |
| Kestra Investment Services, Llc. | Scottsdale | AZ | 07/2016 | 08/2023 |
| Kestra Advisory Services, Llc. | Scottsdale | AZ | 07/2016 | 08/2023 |
| Lpl Financial Llc | Scottsdale | AZ | 08/2023 | Present |
1) 08/14/2023 - WATERMARK WEALTH PLANNING - ESTATE AND TRUST SERVICES - AZ 85254 - Non investment related - Start date: 03/01/2017 - 2 Hrs/mo; 0 Hr During Trading. 2) 08/14/2023- WATERMARK WEALTH STRATEGIES - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date: 08/01/2023 - - 2 Hrs/mo; 0 Hr During Trading. 3 ) 08/14/2023- PALINDROME WORLDWIDE LLC - Business Entity For Tax/Investment Purposes Only - AZ 85258 - Non investment related - Start date: 06/09/2020 - 0 Hrs/mo; 0 Hr During Trading. 4) 08/14/2023- PALINDROME WEALTH, LLC - Business Entity For Tax/Investment Purposes Only - AZ 85258 - Non investment related - Start date: 07/20/2018 - 2 Hrs/mo; 0 Hr During Trading. 5) 12/20/2023 - No Business Name - Inv related - At Reported Business Location(s) - Non-Variable Insurance - Started: 11/16/2023 - 3 Hrs/mo; 1 Hr During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-19 |
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