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Steven C. Rivera

J.P. Morgan Securities LLC

Irvine, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-31
TX RA APPROVED 2022-10-31
  • CA RA
    APPROVED
    Since 2022-10-31
  • TX RA
    APPROVED
    Since 2022-10-31

Branch Locations

3 Park Plaza, Floor 3, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated La Jolla CA 04/2014 10/2022
Bank Of America, N.A. La Jolla CA 04/2014 10/2022
J. P. Morgan Securities Llc Irvine CA 10/2022 Present
Jpmorgan Chase Bank N. A. Irvine CA 10/2022 Present
  • 04/2014 → 10/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    La Jolla, CA
  • 04/2014 → 10/2022
    Bank Of America, N.A.
    La Jolla, CA
  • 10/2022 → Present
    J. P. Morgan Securities Llc
    Irvine, CA
  • 10/2022 → Present
    Jpmorgan Chase Bank N. A.
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-01
  • S66 Uniform Combined State Law Examination
    2014-07-01
Other Names
  • Steve C Rivera
  • Steven C Rivera

View on SEC IAPD

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