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4840 W. Panther Creek, Suite 210, The Woodlands, TX 77381-6647 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-08 |
Branch Locations
4840 W. Panther Creek Suite 210, The Woodlands, TX 77381 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Houston | TX | 04/2016 | 03/2018 |
| Raymond James Financial Services, Inc. | Houston | TX | 03/2018 | 05/2020 |
| Steward Partners Investment Advisory, Llc | Houston | TX | 03/2018 | 05/2020 |
| Peirce Capital Management, Llc | The Woodlands | TX | 05/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-14 |
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