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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-28 |
| CA | RA | APPROVED | 2024-06-07 |
Branch Locations
16644 West Bernardo Drive Suite 400, San Diego, CA 92127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zhi Hu | San Diego | CA | 09/2008 | Present |
| Jp Morgan Chase Bank | San Diego | CA | 02/2015 | 06/2024 |
| Jp Morgan Securities Llc | San Diego | CA | 02/2015 | 06/2024 |
| Morgan Stanley Smith Barney Llc | San Diego | CA | 06/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2024 | Present |
*597588 - Rental Property ; Investment related: Yes; San Marcos, California; Rental Property; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 4/2014; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-29 |
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