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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-23 |
| IA | RA | APPROVED | 2021-12-03 |
Branch Locations
205 S Clark St, Forest City, IA 50436 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Forrest City | IA | 11/2014 | 10/2017 |
| Securities America, Inc. | Forest City | IA | 10/2017 | 12/2021 |
| Securities America Advisors | Forest City | IA | 10/2017 | 12/2021 |
| Lpl Financial, Llc | Forrest City | IA | 12/2021 | Present |
1) 10/2019 - DBA for LPL Business (entity for LPL business) - ABELS FINANCIAL SERVICES, LTD - Investment Related - FOREST CITY, IA 50436 2) 6/2007 - Real Estate Rental - Investment Related - 6521 460th St, Buffalo Center, IA 50424 3) 12/2021 - Non-Variable Insurance - Dustin Abels - Investment Related - FOREST CITY, IA 50436
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-31 |
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