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Thomas John Dwyer

Morgan Stanley

Latham, NY

CRD 3150104

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2018-06-06
NJ RA APPROVED 2015-03-30
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2018-06-06
  • NJ RA
    APPROVED
    Since 2015-03-30

Branch Locations

1212 Troy Schenectady Road, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Niskayuna NY 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 09/2015 Present
  • 06/2009 → Present
    Morgan Stanley
    Niskayuna, NY
  • 09/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-27
S63 Uniform Securities Agent State Law Examination 1999-03-08
  • S65 Uniform Investment Adviser Law Examination
    2015-03-27
  • S63 Uniform Securities Agent State Law Examination
    1999-03-08
Other Names
  • T J Dwyer
  • Thomas John Dwyer
  • Thomas John Dwyer Jr

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LATHAM, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Latham, NY
EAGLE STRATEGIES LLC · LATHAM, NY

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