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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2019-06-28
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2019-06-28

Branch Locations

26 Century Hill Dr Ste 302, Latham, NY 12110-2128 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Empire Group Latham NY 04/2014 03/2017
Mml Investors Services, Llc Latham NY 03/2017 02/2018
Massmutual Life Insurance Co Latham NY 07/2016 02/2018
Ameriprise Financial Services Inc Latham NY 02/2018 03/2020
Ameriprise Financial Services, Llc Latham NY 03/2020 Present
  • 04/2014 → 03/2017
    Metlife Empire Group
    Latham, NY
  • 03/2017 → 02/2018
    Mml Investors Services, Llc
    Latham, NY
  • 07/2016 → 02/2018
    Massmutual Life Insurance Co
    Latham, NY
  • 02/2018 → 03/2020
    Ameriprise Financial Services Inc
    Latham, NY
  • 03/2020 → Present
    Latham, NY
Other Businesses

Board of Directors; Ronald McDonald House of the Capital District; Board Member; 139 S Lake Ave, , Albany, NY, 12208; Not Investment-Related; 07/01/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-05-22
  • S63 Uniform Securities Agent State Law Examination
    2014-05-22
Other Names
  • Daniel Miller
  • Daniel Douglas Miller
  • Daniel D Miller
  • Dan Miller

View on SEC IAPD

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