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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2019-06-28 |
Branch Locations
26 Century Hill Dr Ste 302, Latham, NY 12110-2128 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Empire Group | Latham | NY | 04/2014 | 03/2017 |
| Mml Investors Services, Llc | Latham | NY | 03/2017 | 02/2018 |
| Massmutual Life Insurance Co | Latham | NY | 07/2016 | 02/2018 |
| Ameriprise Financial Services Inc | Latham | NY | 02/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Latham | NY | 03/2020 | Present |
Board of Directors; Ronald McDonald House of the Capital District; Board Member; 139 S Lake Ave, , Albany, NY, 12208; Not Investment-Related; 07/01/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-05-22 |
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