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Karen Ann Dootson

Yhb Investment Advisors Inc

West Hartford, CT

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Current Employers
Yhb Investment Advisors Inc

29 South Main Street Suite 306, West Hartford, CT 06107-2417 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2014-04-04
  • CT RA
    APPROVED
    Since 2014-04-04

Branch Locations

29 South Main Street Suite 306, West Hartford, CT 06107-2417 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Yhb Investment Advisors Inc West Hartford CT 01/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-08
  • S65 Uniform Investment Adviser Law Examination
    2014-03-08
Other Names
  • Karen Lawson

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
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